Cerity Partners’ latest deal plants a flag in New York’s Capital Region with the acquisition of Graypoint, an Albany-based $4.5 billion firm. As a part of the deal, President and CEO Daniel Nolan will ...

The top SMA managers of the the decade, per Informa Investment Solutions’ PSN Top Gun awards.

Modern Wealth Management, a $10 billion registered investment advisor based in Monterey, Calif., has acquired Public Safety Financial/Galloway, a firm that works with police officers, firefighters, ...

Stifel Financial Corp. is looking to expand the use of its asset management capabilities among financial advisors by hiring Merrill Lynch veteran Launny Steffens to a newly created role as vice ...

A New Hampshire-based RIA with $1.6 billion in managed assets is joining New England Private Wealth Advisors, an Aspen Standard-backed Boston-based firm. With the acquisition of DHK Financial Advisors ...

Ryan Beach, who most recently served as the CEO of advisor technology consultancy F2 Strategy, has joined the global wealth management platform provider FNZ as group head of North America. Based in ...

The registered investment advisor space has seen some new entrants in recent days, with advisors breaking away from insurer Northwestern Mutual, wirehouse Merrill and RIA Hightower, and one Raymond ...

In the race for scale in the registered investment advisors space, Miami-based Corient is going to Europe for growth by acquiring two U.K.-based wealth managers overseeing a combined $214 billion in ...

Vanguard’s advisory division will pay over $19 million to settle Securities and Exchange Commission charges that it didn’t disclose to clients that its advisors had financial incentives to funnel them ...

Concurrent Investment Advisors, a hybrid registered investment advisor with a 1099 affiliation model, has made a minority investment in a Longboat Key, Fla.-based asset manager. Concurrent, which ...

Deals & Moves: Merchant Takes Stake in Valuation Firm; Cetera, Ameriprise, LPL Add Teams This week, Ameriprise, Cetera and LPL poach from competitors, NewEdge acquires a firm in Nebraska, and ...

Allworth Financial, the Folsom, Calif.-based registered investment advisor with about $22 billion in assets under advisement, has acquired Del Monte Group, a Walnut Creek, Calif.-based RIA with ...